Andrew Rogers
Operations Specialist @Wealth Enhancement
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WORK HISTORY
Operations Specialist @Wealth Enhancement
Cleveland, OH, US
Wealth Enhancement Group is an independent financial planning firm with a team approach to comprehensive planning and a commitment to long-term client relationships.The financial advisors at Wealth Enhancement Group offer advisory services through Wealth Enhancement Advisory Services, LLC, a registered investment advisor and affiliate of Wealth Enhancement Group.
EDUCATION
Niles McKinley HS
High School Diploma
Kent State University
Bachelor of Arts (B.A.), Communication and Media Studies
ABOUT ANDREW ROGERS
Experienced compliance and financial services professional specializing in internal controls, audit, and financial crime. Extensive knowledge on key legislation and agencies pertaining to financial crime and banking compliance. Financial crime experience includes internal audit, SAR investigations and SAR filing, regulatory issue validation, issue remediation, SAR quality control, and more. Wealth Management experience includes internal audit, operations audits, alternative investments management, audit program development, and more.
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