Andrew Lipton

Andrew Lipton

Managing Director and Head of the Americas Market/Conduct Regulatory Relations Group at Morgan Stanley

Role
Managing Director - Regulatory Relations at Morgan Stanley
Location
New York, NY, US
LinkedIn followers
500 followers

About Andrew Lipton

Andrew H. Lipton is currently a Managing Director and Head of the Americas Market/ Conduct Regulatory Relations Group at Morgan Stanley. In this role, Mr. Lipton supervises the team that is responsible for coordinating the management of the supervisory activities of the Firm’s Market Conduct Regulators across the Americas. This includes management of regulatory examinations and continuous monitoring activities. Previously, Mr. Lipton worked as an attorney in the Client Litigation Division of Morgan Stanley Wealth Management. In this role, Mr. Lipton focused primarily on customer securities arbitrations and regulatory investigations. Prior to joining Morgan Stanley, Mr. Lipton was an associate at the law firm of Skadden, Arps, Slate Meagher & Flom LLP.

Experience

  1. Managing Director - Regulatory Relations

    Morgan Stanley

    Jan 2026 — Present · New York, NY, US

Education

  • Binghamton University

    BA

    1993 — 1997

  • Brooklyn Law School

    JD

    1999 — 2002

Skills

  • Commercial Litigation
  • Aml
  • Capital Markets
  • Series 7
  • Finra
  • Corporate Law
  • Alternative Investments
  • Private Equity
  • Securities Regulation
  • Securities
  • Corporate Governance
  • Litigation
  • Due Diligence
  • Hedge Funds

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