Andrew Ferraro

Regional Supervisor Branch Controls @Purshe Kaplan Sterling Investments Pks

Philadelphia, PA, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Nov 2022 — Present

Regional Supervisor Branch Controls @Purshe Kaplan Sterling Investments Pks

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Philadelphia, PA, US

Skilled manager with 15 years of financial services experience in production and supervision. Expert knowledge of capital markets, trading, BD supervision and insurance. Adept at assembling teams, motivating stakeholders and supervising profitable sales and trading operations. Proven track record of developing, maintaining and growing key relationships through volatile markets.

EDUCATION

N/A

University of Delaware

BA

SKILLS

EquitiesManagementTeam BuildingRegulatory ComplianceOptionsSales OperationsCustomer ServiceCapital MarketsSeries 7Retirement PlanningFinraInvestment AdvisoryInvestment ManagementRelationship ManagementFinancial MarketsEtfsBusiness DevelopmentWealth ManagementComplianceBloombergStrategic PlanningCorporate DevelopmentHedge FundsSales ManagementLeadershipValuationFundingTradingInvestment BankingEquity ResearchTrading SystemsMarketing CommunicationsAsset AllocationRisk ManagementStrategyFinancial ModelingFinanceSecuritiesInvestmentsAsset Management

ABOUT ANDREW FERRARO

Senior executive with demonstrated continued success in a variety of leadership roles…

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Andrew Ferraro — Regional Supervisor Branch Controls at Purshe Kaplan Sterling Investments Pks in Philadelphia, PA, US | Unifers