Andrew Epstein
Compliance Management
- Role
- Senior Director, Marketing & Product Compliance at AssetMark
- Location
- San Mateo, CA, US
- LinkedIn followers
- 500 followers
Experience
Senior Director, Marketing & Product Compliance
Jun 2017 — Present · Concord, CA, US
Provide compliance oversight and management guidance to AssetMark, Inc, an investment adviser and AssetMark Brokerage, member FINRA.
Education
University of California, Berkeley
Bachelor of Arts (BA)
Skills
- Proprietary Trading
- Financial Services
- Investment Management
- Financial Markets
- Investment Advisory
- Due Diligence
- Hedge Funds
- Wealth Management
- Derivatives
- Market Data
- Trading
- Investment Banking
- Prime Brokerage
- Options
- Fx Options
- Series 24
- Securities
- Fixed Income Trading
- Finra
- Investment Strategies
- Alternative Investments
- Bloomberg
- Etfs
- Capital Markets
- Series 7
- Equity Derivatives
- Emerging Markets
- Trading Systems
- Bonds
- Series 63
- Equity Trading
- Private Equity
- Equity Research
- Investments
- Equities
- Financial Advisory
- Fixed Income
- Structured Products
- Financial Risk
- Portfolio Management
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