Anca Jurj
Compliance Summer Analyst @CI Financial
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WORK HISTORY
Compliance Summer Analyst @CI Financial
Toronto, ON, CA
Conduct daily, monthly and quarterly compliance tasks, identifying and escalating issues to ensure prompt resolution and regulatory adherence- Review and analyze personal trading activities for registrant across internal and external trading accounts- Conduct comprehensive quarterly Trade Desk review and prepare detailed quarterly reports summarizing findings- Prepare and submit regulatory reports including marker correction- Analyze monthly new client account openings to verify client identity and prepare comprehensive summaries of observations.
EDUCATION
Senator O'Connor College School
OSSD
Western University
Bachelor of Management and Organizational Studies
ABOUT ANCA JURJ
Compliance Summer Analyst at CI Financial
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