Anatoly Trofimchuk

Anatoly Trofimchuk

Chief Compliance Officer

Role
Head of Compliance at DNB
Location
New York, NY, US
LinkedIn followers
500 followers

About Anatoly Trofimchuk

With over 15 years of experience in compliance, I am a passionate and driven leader in the field of anti-money laundering (AML) and sanctions. I have a strong background in legal and financial services, with a J.D. from Boston College Law School and a B.S. in Finance and Spanish from Rutgers College. I currently oversee the DNB North America Compliance Program, including AML and Sanctions and Corporate Compliance where I ensure that the bank complies with all relevant laws, regulations, and standards. I am motivated by the mission of protecting the integrity of the financial system and preventing illicit activities. I bring diverse perspectives and experiences to the team, as I am fluent in Spanish and Russian, and have worked with clients from various regions and sectors.In my previous role as Director of AML at PwC, I gained extensive experience in conducting end-to-end AML program reviews and retrospective transactional reviews (“Lookbacks”) for large financial institutions. I focused on AML governance, policies, and procedures, as well as BSA/AML, OFAC, and KYC compliance. I applied my analytical skills, legal writing skills, and attention to detail to identify and mitigate risks, gaps, and issues. I also collaborated with internal and external stakeholders, such as regulators, auditors, and senior management, to communicate findings and recommendations. I was recognized for my excellence in service delivery, quality, and innovation.

Experience

  1. Head of Compliance

    DNB

    Jan 2024 — Present · NY, US

    Oversee the DNB North America BSA/AML and Sanctions Program and Corporate Compliance Program

Education

  • Rutgers Business School

    Bachelors of Science, Finance and Spanish

    2001 — 2005

  • Boston College Law School

    Juris Doctor

    2009 — 2012

Skills

  • Asset Management
  • Valuation
  • Legal Writing
  • Financial Analysis
  • Internal Controls
  • Analysis
  • Risk Management
  • Legal Research
  • Accounting
  • Investments
  • Aml
  • Due Diligence
  • Contract Negotiation

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