Ananya J.
Apprentice Compliance, Risk and Internal Audit @Russell Investments
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WORK HISTORY
Apprentice Compliance, Risk and Internal Audit @Russell Investments
Mumbai, IN
Conducted employee trade surveillance ensuring adherence to insider trading and Code of Ethics policies-Performed electronic communication surveillance across emails and Bloomberg messages to flag potential regulatory breaches-Monitored Japan FOL compliance and supported regulatory reporting under JFSA guidelines-Reviewed marketing materials for compliance with MiFID II, SEC, and CBI regulations-Oversaw the Irish breach log and escalated high-risk issues to senior compliance officers-Supported market abuse monitoring and RMQ reviews, contributing to control enhancements and audit readiness-Monitored social media platforms to mitigate reputational and compliance risks.
ABOUT ANANYA J.
As a recent graduate in Banking and Insurance from KC College, I have developed a strong…
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