Anand Dubey
Compliance officer
- Role
- Assistant Manager at BNP Paribas CIB
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Anand Dubey
10+ Experience in Capital Market domain through (Trade Surveillance,Trade…
Experience
Assistant Manager
Jul 2022 — Present · Mumbai, IN
Trade Surveillance Process- Perform Trade Surveillance Analysis in Nasdaq\'s SMARTs application Equity, Derivatives and Bond products.Perform Market Abuse & Insider Trading Manipulation analysis on FX products like Spot, Forwards, Swaps, futures etc in APAC region.Involved in market surveillance activity accommodating the Indian market abuse risk through SMARTs under the SEBI guidelines.Responsible for Data Issue Governance (issues management) to mitigate firm vide risk with control mindset.Very verse with high risk models like Insider Trading, Ramping, Spoofing and Wash Trade etc.Keen familiarity with tools like Actimize (Actone), JIRA, confluence, Retures, Bloomberg, MRX, DWH etc.
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