Ana Ure
Head of Operations & Administration, Office of the General Counsel - Corebridge Financial
- Role
- Head of Legal Operations at Corebridge Financial
- Location
- Los Angeles, CA, US
- LinkedIn followers
- 500 followers
About Ana Ure
Trusted member of the executive team, recognized for running compliant operations in complex, highly regulated industries. Skilled at formulating and implementing efficient, productive strategies and training programs, avoiding costly violations and penalties. Promoted to positions of increasing accountability and responsibility based on subject matter expertise in risk management, compliance and operations. Select Accomplishments• Avoided costly penalties and regulatory violations with centralized tracking. • Fashioned proactive external regulatory event report, resolving possible regulations violations. • Met tight 3-month deadline designing & instituting first monitoring & testing program for BU. • Prevented audits by developing 1st-ever regulatory & customer complaint service handling tool. • Established standardized checks & balances system promoting uniform regulatory compliance. • Produced comprehensive insurance compliance manual outlining state regulations.• Cleaned up regulatory backlog by partnering with business units accountable for reviewing and closing regulations. Core CompetenciesInsurance Functions • Process Improvement • ReportingFinancial Operations • Auditing/Trend Tracking • Team LeadershipRegulatory Markets • Quality Assurance • TrainingRisk Assessment • Policy & Procedure • Project Management
Experience
Head of Legal Operations
Jun 2022 — Present · Woodland Hills, CA, US
Woodland Hills, California
Skills
- Project Management
- Series 7
- Team Leadership
- Financial Services
- Securities
- Policy & Procedure
- Finance
- Financial Operations
- Due Diligence
- Series 63
- Reporting
- Customer Service
- Training
- Process Improvement
- Product Management
- Executive Management
- Analysis
- Mutual Funds
- Risk Management
- Regulatory Markets
- Trendwatching
- Management
- Asset Management
- Investments
- Insurance
- Insurance Functions
- Leadership
- Risk Assessment
- Business Analysis
- Business Process Improvement
- Quality Assurance
- Finra
- Auditing
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.