Amy Folk
Partner at BA Folk
- Role
- Partner at Ba Folk
- Location
- Raleigh-Durham-Chapel Hill, NC, US
- LinkedIn followers
- 500 followers
About Amy Folk
Adviser to companies, investment advisers, broker dealers, asset managers, private funds, and financial institutions in the areas of corporate governance and securities law, including corporate formation, capital raising (Reg D, A, CF), registration, regulatory compliance, SEC filings (10K, 10Q, 8K), cryptocurrencies, securities litigation, white collar criminal defense, FINRA arbitrations, and SEC investigations, litigation and appeals.
Experience
Partner
Feb 2019 — Present · Raleigh-Durham, NC, US
Advises companies and individuals in the areas of corporate and securities law- Draft memoranda on regulatory compliance issues related to securities, investment advisers, broker/dealers, digital assets and cryptocurrencies- Draft and review documents and contracts related to disclosures, policies and procedures, and compliance- Assist clients with regulatory filings -10Ks, 10Qs, 8Ks, ADVs, U4s, U5s- Draft private placement memoranda and corresponding contracts- Form and register broker-dealers and investment advisers- Advise companies negotiating SEC, FINRA, or regulatory investigations, arbitrations, litigation and appeals- Assist clients with compliant capital raises including, Reg D, Reg A+, and Reg CF- Provide clients services in all stages of litigation.
Education
Bucknell University
Bachelor's Degree
2001 — 2005
North Carolina Central University School of Law
Juris Doctor (J.D.)
2008 — 2011
Skills
- Strategic Planning
- Civil Litigation
- Litigation
- Legal Writing
- Product Liability
- Medical Malpractice
- Management
- Legal Research
- Research
- Marketing
- Advertising
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