Nicolas Mathurin

About Nicolas Mathurin

Assessment Design and Execution | Training | Risk Management | Financial Analysis and Controls | Mobile Money | AML| Compliance and Regulation | Process Improvement | Efficiency and Effectiveness | Research and Analysis | Consulting | Objectivity | Business Acumen| Data Mining |

Experience

1. Compliance Officer (Remittance)

   Digicel Group

   Dec 2020 — Present

   Effectively coordinate and execute an dynamic AML Compliance Program in compliance with current industry best practices, regulatory guidance and requirements 2. Develop and administer the AML transaction monitoring systems to ensure appropriate parameters are in place to identify suspicious transactions and activity 3. Develop an effective AML surveillance reporting program including a program to identify and detect suspicious transactions 4. Administer the AML training program for management and all associates and provide detailed guidance on the AML program as well as related firm-wide policies and procedures 5. Establish an effective global sanctions monitoring program including OFAC and other relevant jurisdictions 6. Conduct periodic risk assessments with considerations to customers, products, services, members and geographies that may present AML risks 7. Provide strategic direction to the AML team (which could include operational, analytical or risk management components) that monitor and analyze trends, patterns, and external factors impacting firm’s money laundering risk 8. Respond to periodic examinations/audits by regulators and independent firms 9. Perform other duties as required and assigned by Chief Compliance Officer

Education

• Nova Southeastern University

  Master’s Degree, Finance

  2004 — 2006

• American University School of International Service

  Bachelor’s Degree, International Studies

  1999 — 2003