Carlos Jaramillo
Senior Financial Crimes Compliance Advisory Officer (Vice President) @Deutsche Bank
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WORK HISTORY
Senior Financial Crimes Compliance Advisory Officer (Vice President) @Deutsche Bank
New York, NY, US
Provide expert advice, guidance and direction on Financial Crime Risks / Sanctions Risks / Reputational Risks in a regulatory remediation environment to the Wealth Management and International Private Banking First Line of Defense (business and business support teams) in relation to HIGH-Risk (including LATAM) new-to-bank and/or existing-to-bank customer relationships comprised HNW individuals, wealth retention vehicles, and non-incorporated clubs and associations)-Provide strategic input and support to the Wealth Management / International Private Banking Regional Head to support the ongoing execution, management, enhancement and integration of the Financial Crimes Compliance Program-Perform analysis of Financial Crime Compliance controls, quality testing of customer risk assessments, evaluation of process deficiencies and enhancement of reporting capabilities -Assist in the coordination between regional stakeholders and global teams to execute major remediation and technical projects
SKILLS
ABOUT CARLOS JARAMILLO
Self-directed and driven senior bank compliance professional with comprehensive accomplishments leading market-oriented AML, BSA, KYC due diligence and risk management and cross-functional teams to ensure success and achieve goals. Known as an innovative thinker with a strong record of implementing financial regulatory best practices in remediation or business as usual environments. Self-motivated performer with demonstrated success in achieving high-quality deliverables under regulated parameters. Highly organized, adaptable and creative problem-solver who excels with innovative concepts, tasks and technologies. Expertise includes managing global financial policies, Spanish and Portuguese languages and advising C-level executives. Owner/President of CAJARAM Compliance Inc, a KYC/AML advisory and production support services company. • Commercial, Private, Global Banking• Correspondent Banking for Financial Institutions• Foreign Financial Institutions (including Funds and SPVs)• Know Your Customer (KYC)• Customer Due Diligence and Enhanced Due Diligence• Account Activity Reviews / Monitoring • Reputational Due Diligence Report Production• Business Intelligence Report Production• Investigative Due Diligence• Foreign Account Tax Compliance Act• U.S, U.K, EU AML Regulations• Anti-Bribery/Anti-Corruption Due Diligence• Internet Gambling Enforcement Act• Bank Secrecy Act (BSA)• FATF Recommendations• FATF Mutual Evaluation Reports• Investment Advisers Act of 1940• FinCEN Advisories and Guidance• Wolfsberg AML Principles• Securities Act of 1933• U.S. Foreign Corrupt Practices Act• U.K. Bribery Act• KYC Remediation / BAU• English, Spanish Native Proficiency• French, Portuguese Limited ProficiencyAnti Money Laundering, Anti-bribery, Anti-corruption, Auditing, Capital Markets, Commodity Markets, Country Risk Analysis, Credit Risk, Customer Due Diligence, Due Diligence, Enhanced Due Diligence, Equities, Equity Research, Finance, Financial Analysis, Financial Risk, Financial Risk Management, Financial Services, Foreign Exchange Risk Management, Fraud Investigations, Governance, Internal Audit, Latin American Politics, Latin American Markets, Legal Research, Operational Risk, Operational Risk Management, Policy Management, Policy Writing, Portfolio Management, Private Equity, Reputational Risk, Risk Assessment, Risk Management, Securities Regulation, USA PATRIOT Act
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