Amit Kunal
Senior Manager (Compliance Officer, New Delhi Zone) @Bank Of India
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WORK HISTORY
Senior Manager (Compliance Officer, New Delhi Zone) @Bank Of India
New Delhi, IN
Support in the development of the annual Compliance Testing and Monitoring plan, testing schedules, templates and associated working papers. Perform Compliance testing and monitoring reviews within the Group. Consult with relevant departments to ensure that the coverage, scope and approach to delivering reviews are planned and targeted effectively. Execute the compliance testing and monitoring reviews in accordance with the Group Compliance Reviews procedure, including control design assessment and operating effectiveness testing. Support the team responsible for performing transaction monitoring simulations by providing necessary data, insights, and analysis to enhance system robustness and identify gaps. Worked on Compliance risk assessment tools like CERMONXT/APCP/CRAFT. Prepare the periodic reports to the Head of Compliance Assurance on Compliance testing and monitoring results, compliance issues and overdue/completed action plans. Undertake Quality assurance reviews on Alert closure generated from the transaction monitoring, payment and name screening systems. Conduct relevant training on conducting quality assurance to the team. Recommended remedial action to ensure compliance with Banks policies and procedures. Maintain and prepare Compliance monitoring and testing and Issue Management related Management Information reports. Maintain expertise in sanctions, Politically Exposed Persons (PEP) screening processes, and international compliance requirements to strengthen risk management capabilities.
EDUCATION
Rajiv Gandhi Proudyogiki Vishwavidyalaya (RGPV), Bhopal
B.E, ELECTRONICS AND COMMUNICATION
Institute of Management Studies (IMS) Ghaziabad - Business School
PGDM(FINANCE & MARKETING), FINANCE, MARKETING
Indian Institute of Management Nagpur
Postgraduate Degree, FINTECH
SKILLS
ABOUT AMIT KUNAL
With over 11 years of experience in the banking sector, I currently lead compliance operations as Senior Manager at Bank of India, overseeing the New Delhi zone. My expertise lies in regulatory compliance, KYC/AML risk assessment, and financial risk management. I work collaboratively with teams to implement robust compliance frameworks, streamline processes, and maintain transparency while upholding regulatory standards. Guided by a commitment to integrity, I focus on mitigating risks and fostering operational excellence. By conducting risk assessments, optimizing compliance protocols, and delivering training, I empower our teams to navigate complex regulatory landscapes effectively. Certified in JAIIB, CAIIB, and Banking Compliance, I remain dedicated to ensuring seamless adherence to evolving financial regulations.
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