Amit Gupta
BFSI Compliance Leader | Sanctions Screening (OFAC/FATF) | AML | SWIFT Payments | Risk Investigation | 10+ Years Banking Operations
- Role
- Team Leader at JPMorganChase
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Amit Gupta
Banking and compliance professional with 10+ years of experience in BFSI operations, specializing in Sanctions Screening, Client & Transaction Screening, AML, KYC, and SWIFT Payments. Proven expertise in identifying financial crime risks and ensuring regulatory compliance aligned with OFAC, FATF, and RBI guidelines. Currently working as a Team Leader, managing sanctions screening operations and leading teams responsible for client onboarding and transaction monitoring across global sanctions lists. Experienced in conducting detailed investigations using platforms such as World-Check, LexisNexis, and Vessel Tracker. Recognized for delivering process improvements, system testing initiatives, and automation projects that enhance operational efficiency and strengthen compliance frameworks. Skilled in team leadership, risk investigation, stakeholder collaboration, and regulatory reporting, with a strong focus on maintaining high-quality compliance standards in global banking operations.
Experience
Team Leader
Oct 2022 — Present · Mumbai, IN
Lead sanctions screening of clients and transactions against global regulatory lists including OFAC and FATF.• Conduct financial crime investigations using tools such as World-Check, LexisNexis, Vessel Tracker, and Customer Assist.• Ensure regulatory compliance aligned with AML frameworks and global sanctions policies.• Train and mentor new team members on sanctions screening processes and investigation techniques.• Act as key member of MVP testing team for global sanctions screening platform enhancements.• Monitor operational metrics including screening volumes, match rates, and false positives to improve efficiency.
Education
FinX Institute Limited ( Formerly BSE Institute Limited)
Pursuing Post Graduation in Banking and Finance , Banking, Corporate, Finance
2016 — 2017
FinX Institute Limited ( Formerly BSE Institute Limited)
Certificate Program on Capital Market, Capital market
2016 — 2016
MMK College - India
Bachelor of Commerce (B.Com.), Accounting and Finance
2009 — 2014
Skills
- Business Strategy
- Management
- Business Development
- Business Analysis
- Team Management
- Microsoft Office
- Customer Service
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