Amit Gupta
Compliance & Investment Risk
- Role
- Group Compliance Officer at Ask Investment Managers Limited
- Location
- Mumbai, IN
- LinkedIn followers
- 500 followers
Experience
Group Compliance Officer
Ask Investment Managers Limited
Sep 2010 — Present · Mumbai, IN
Responsible for the Group Compliance - Regulatory and Business primarily covering SEBI(PMS) Regulations, SEBI (AIF) Regulations, SEBI (IA) Regulations, SEBI (FPI) RegulationsFraming up of Policies and Processes guarding interest of the organisationActive engagement with the Regulators representing industrywide issues and clarifications requiredAppraising the Board of the developments on regular basisOngoing engagement with the CEOs of respective business within the organsiation to ensure best level support to the business within the overall regulatory framework
Education
ICAI
C.A
2001 — 2005
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