Amit Ablani
Experienced Company Secretary and Legal Professional with 10 years of success in regulatory and secretarial compliance. Demonstrates expertise in managing complex projects including merger and fund raising activities.
- Role
- Senior Manager - Secretarial and Compliance at IDFC FIRST Bank
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Amit Ablani
Experienced Company Secretary and Legal Professional with over 9.5 years of…
Experience
Senior Manager - Secretarial and Compliance
Apr 2021 — Present · Mumbai, IN
1.Oversee and ensure compliance with the Companies Act, 2013 and SEBI Regulations, demonstrating proficiency in regulatory requirements.2.Facilitate Board and Shareholders Meetings by drafting notices, agendas, and minutes, along with preparing presentations.3 Timely filing of e-forms and disclosures to regulatory authorities such as the Registrar of Companies (RoC), Stock Exchanges, and Depositories.4.Prepare comprehensive Annual Reports, including Director\'s Reports, Corporate Governance Reports, and Business Responsibility & Sustainability Reports.5.Manage compliance with Insider Trading regulations, including maintaining designated persons\' database and monitoring trades.6 Handle compliance related to the Investor Education and Protection Fund (IEPF), including transferring unclaimed dividends and shares to the IEPF Authority.7.Ensure adherence to Secretarial Standards and address investor grievances and queries promptly.8.Conduct various audits, including Secretarial Audit, Internal Audit, and Risk Audit, ensuring regulatory compliance.9.Manage allotment of Equity Shares through Employee Stock Ownership Plans (ESOPs) and maintain statutory registers as per statutory requirements.10.Obtain necessary approvals from stock exchanges for listing of securities and submit responses/clarifications to stock exchanges and SEBI as required.11.Ensure compliance under the Banking Regulation Act, 2013 and circulars issued thereunder.12.Report Board composition and major shareholder information to the RBI in a timely manner.13.Handle applications to the RBI for the approval of appointments of Directors and Statutory Auditors.14.Ensure compliance with RBI Guidelines related to Board and Governance matters and manage RBI audits.
Education
Mumbai University Mumbai
Bachelor of Commerce - BCom, Accounting and Finance
2010 — 2013
Siddharth College Of Law
Bachelor of Laws - LLB, Law
2014 — 2016
University of Mumbai
PGDM - Security Laws
The Institute of Company Secretaries of India
Professional, Banking, Corporate, Finance, and Securities Law
2011 — 2014
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