Amey Saturdekar
Finance Enthusiast
- Role
- Global Client Associate at Interactive Brokers
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
Experience
Global Client Associate
Jan 2023 — Present · Mumbai, IN
Conducted KYC checks and ensured compliance with AML, FATCA, and CRS regulations during client onboarding and account maintenance.Guided clients on document submission, account verification, and regulatory obligations across multiple jurisdictions.Monitored transactions for suspicious activity, escalating reports under AML and CFT protocols.Ensured compliance with CFTC and SEC regulations for derivatives and securities trading clients.Reviewed account documentation for deposits, withdrawals, and ensured global regulatory compliance.Supported hedge funds, advisors, and individual clients with margin, execution, and risk management analysis across multiple asset classes.Investigated trade irregularities and escalated findings to exchanges.Monitored U.S. micro-cap restrictions and delisted securities for compliance.Simulated margin liquidation scenarios to manage risks and reverse improper executions.Analyzed corporate actions (spin-offs, mergers, acquisitions) and their impact on portfolios.Mentored new team members, providing feedback and supporting skill development.Created JIRA tickets for technical issues and collaborated with developers for fixes.Prepared ad hoc reports and provided suggestions for process improvements.
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