Amal Saha

Algo Trading Risk and Control Manager, Regulatory Compliance (MiFID, PRA, SEC) @NatWest Markets

Role
Senior VP, Quant Risk Manager & Algo Validator at NatWest Group
Location
Delhi, DL, IN
LinkedIn followers
500 followers

About Amal Saha

Experienced electronic and algorithmic trading risk specialist and technology SME, with a demonstrated history of working in the banking and financial services industry. Skilled in trading risks, regulations, system architecture, quantitative analytics, IT strategy, and programme management, and development of governance and control framework for algo trading. Engaging with business, technology, quant, conduct and regulatory remediation stakeholders for validation of pricing, execution, market making and investment decision making algos in i-bank and helping in improvement and evolution of the process, give me the kick. Algo validation involves analyzing inherent risks, the controls and the residual risks of various types, and also compliance with various regulations like MiFID-II, and those from PRA, FCA, etc. Algo trading risks and controls go beyond those in associated quant models.Assessment of risks of High Frequency Trading and Proximity Hosting and CoLo, is one of my areas of specialization. Design and development of analytics reports for the conduct and the like with Python, is another area of focus.Development of policy and procedures (e.g, testing procedure) which are required for algo trading, is something that excites me a lot.I leverage my experience in computations in academic research in top institutes, technology leadership and financial domain knowledge, for BAU delivery, innovation and stakeholder management across algo lifecycle stages.

Experience

  1. Senior VP, Quant Risk Manager & Algo Validator

    NatWest Group

    Oct 2024 — Present · Gurugram, IN

    NatWest Markets front officeAlgo risk and control management, regulatory compliance (MiFID, PRA, SEC)

Education

  • Indian Institute of Technology, Kanpur

    Master’s Degree, Physics

    1992 — 1994

  • Presidency College, Kolkata

    Bachelor’s Degree (Honours), Physics, Mathematics

    1989 — 1992

  • Max Planck Institute, Munich, GERMANY

    Visting Fellow, Physics

  • Tata Institute of Fundamental Research, Mumbai

    Doctor of Philosophy (Ph.D.), Physics, Data Reduction and Analysis

    1994 — 1999

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Amal Saha — Senior VP, Quant Risk Manager & Algo Validator at NatWest Group in Delhi, DL, IN | Unifers