Alpesh Rathod

Chief Compliance Officer - Nyl Investors @New York Life

New York, NY, US

EMAILS

a••••••••@newyorklife.com

MOBILE NUMBERS

+12•••••••10

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WORK HISTORY

Sep 2017 — Present

Chief Compliance Officer - Nyl Investors @New York Life

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New York, NY, US

EDUCATION

1991 — 1994

Saint Peter's University

BS, Accounting

SKILLS

EquitiesDerivativesWealth ManagementInvestment ManagementMutual FundsRisk ManagementFinraAmlSecurities RegulationSecuritiesFund of FundsAlternative InvestmentsPrivate EquityCapital MarketsPortfolio ManagementLoansInvestmentsDue DiligenceHedge FundsInvestment AdvisoryCorporate GovernanceFixed IncomeFundingFinancial ServicesAsset ManagementAnti Money Laundering

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