Alok Saraswat
Senior Risk & Compliance Executive | Enterprise Risk, Operational Resilience & Governance Leader | Driving Assurance & Ethical Culture
- Role
- Vice President - Group Chief Control Oversight Office at HSBC
- Location
- Gurugram, HR, IN
- LinkedIn followers
- 500 followers
About Alok Saraswat
Senior Risk & Compliance Executive with 20+ years of leadership in global banking and insurance. Proven track record of shaping enterprise risk strategies, leading assurance reviews, and embedding operational resilience frameworks across multi-billion-dollar organizations. Recognized for delivering measurable impact—such as saving ₹80 Cr+ in claims, implementing award-winning Risk Mitigation systems, and strengthening governance structures at HSBC, Future Generali, and Max Bupa. Trusted partner to boards, regulators, and CXOs in driving sustainable growth through strong compliance culture and risk intelligence.
Experience
Vice President - Group Chief Control Oversight Office
Oct 2025 — Present · Gurugram, IN
Establish and enforce a comprehensive risk and control framework to ensure regulatory compliance. • Provide an independent oversight of the first line of defense, enhancing governance and risk management practices. • Engage with stakeholders to assess and improve control measures, facilitating effective reporting and review processes.
Education
O.P. Jindal Global University (JGU)
Master of Business Administration - MBA, Business Strategy & Leadership
Osmania University
Bachelor of Commerce (B.Com.), Computer Science
APTECH Computer Education
Higher Diploma in Software Engineering, Computer Software Engineering
Skills
- Training
- Process Review
- Auditing
- Analysis
- Talent Acquisition
- Quality Assurance
- Process Improvement
- Management
- Recruiting
- Risk Management
- Team Management
- Governance
- Business Process Improvement
- Project Management
- Relationship Management
- Outsourcing
- Business Strategy
- Performance Management
- Crm
- Forecasting
- Operational Risk Management
- Mis
- Employee Engagement
- Leadership
- Fraud Identification and Risk Mitigation
- Internal Audit
- Sales Governance
- Operations Management
- Insurance
- Financial Risk
- Management Information Systems (Mis)
- Quality Assurance and Control
- Business Analysis
- Quality Auditing
- Business Process
- Vendor Management
- Strategy
- Business Development
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