Allison Truong
Full-time @Axos Bank
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WORK HISTORY
Full-time @Axos Bank
In this role, I am responsible for management and oversight of the BSA client risk management team. My primary responsibilities include oversight of my team and management of high risk customer onboardings and ongoing reviews. I work closely with our business units to provide training and develop program requirements for various high risk customer types. Axos is a bank that is constantly seeking new opportunities and growth in new fields, and I must become a subject matter expert in all potential new verticals quickly and efficiently. Within my own team, I am responsible for managing the policies and procedures related to high risk customer management in order to ensure that all reviews are completed appropriately and in a timely manner. Outside of high risk customer management, I am responsible for ensuring audit and regulatory exam requirements are completed. This includes working with independent audit firms and regulatory examiners to complete all assigned items and respond to all requests quickly and efficiently. In addition, I will prepare materials providing strong overviews of my program.During my tenure at Axos, I have been instrumental in a complete overhaul of the Client Risk Management function and high risk customer management within the bank\'s AML department. I have consistently received praise on the strength and efficiency of my program from senior management, auditors, and examiners.
EDUCATION
UC Irvine
English, Management
Seton Hall University School of Law
Masters of Science in Jurisprudence, Financial Services Compliance
ABOUT ALLISON TRUONG
I am passionate about law and compliance with a specific focus on the study of money laundering related financial crimes and the oversight and implementation of AML programs. I highly enjoy learning about the topic as well as sharing my knowledge with a wider audience, which I am able to do via my role with the ACAMS Baja Chapter. I have been in the AML space since 2018 and in banking since 2014 and I currently hold a master\'s in jurisprudence with a concentration in financial services compliance from Seton Hall University School of Law.
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