Allen Holeman
Chief Compliance Officer @David Lerner Associates, Inc
New York, NY, US
EMAILS
a••••••••@davidlerner.com
MOBILE NUMBERS
+19•••••••81
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WORK HISTORY
Nov 2013 — Present
Chief Compliance Officer @David Lerner Associates, Inc
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EDUCATION
N/A
Baruch College
Bachelor of Business Administration (BBA), Managment, Accounting
SKILLS
AmlBank Secrecy ActCapital MarketsSeries 65SecuritiesAsset ManagementPrivate EquityMutual FundsFinraBroker-DealerSeries 24Anti Money LaunderingKycAlternative InvestmentsEtfsFixed IncomeEquitiesEquity TradingOfacInvestment BankingPrivate PlacementsFinancial ServicesCorporate GovernanceSeries 7Financial InstitutionsSecOptionsInvestment AdvisoryPrime BrokerageUSA Patriot ActHedge FundsSeries 63Securities RegulationFinancial RegulationInvestment Management
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