Alison Holmes

Head of Regulatory Framework and Services @Aberdeen

Edinburgh, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Apr 2023 — Present

Head of Regulatory Framework and Services @Aberdeen

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Edinburgh City, GB

I am responsible for the delivery of frameworks and services to ensure compliance with regulations, across the Group. This includes:Regulatory compliance, regulatory developments and EngagementsMonitoring & OversightConduct, Whistleblowing, Conflicts of Interest, Personal Account dealing, Training and Gifts and Hospitality Member of the Group Flexible Retirement Plan forum overseeing the Group\'s defined contribution schemeIn addition I am secretary to the Risk and Capital Committee, a sub committee of the PLC board

EDUCATION

1985 — 1989

University of Aberdeen

MA Hons, Economics with Accountancy

1989 — 2018

Institute of Chartered Accountants Scotland

CA, Chartered Accountant (Member)

SKILLS

Project ManagementFinancial Risk ManagementAuditingGovernanceFinancial AnalysisInternal ControlsSenior Accounting Officer RequirementsInternal AuditStrategyBusiness AnalysisSarbanes-Oxley ActStakeholder ManagementRisk ManagementFinancial Risk

ABOUT ALISON HOLMES

Very experienced risk professional with strong management skills who is used to working in high stress situations and meeting the requirements of demanding stakeholders. A proven track record in implementing risk and control frameworks, including Operational Risk, Sarbanes – Oxley Section 404, and Senior Accounting Officer requirements across financial services businesses. An effective communicator at all levels with excellent problem solving, analytical and organisational skills, and who is highly motivated and focuses on delivery, by working either in a team or individually.Strong interpersonal skills and ability to build and maintain relationships at all levels, resulting in an extensive network across a number of organisations. A talented high performer selected for senior management development training opportunities.

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Alison Holmes — Head of Regulatory Framework and Services at Aberdeen in Edinburgh, GB | Unifers