Alison Miller
Chief Compliance Officer and Deputy General Counsel
- Role
- Chief Compliance Officer and Deputy General Counsel at F M Investments
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Alison Miller
Experienced securities attorney and astute contract negotiator who proactively identifies and manages legal issues and risks while remaining customer focused. Dedicated, results-oriented problem solver with excellent written and oral communication skills and experience handling a wide range of legal issues.
Experience
Chief Compliance Officer and Deputy General Counsel
Nov 2024 — Present · Boston, MA, US
Education
Northeastern University School of Law
Juris Doctor, Law
2001 — 2004
Tufts University
B.A., English
1995 — 1999
Skills
- Mutual Funds
- Training
- Blue Sky
- Risk Management
- Finra
- Licensing Agreements
- Negotiation
- Non-Disclosure Agreements
- Equities
- Due Diligence
- Legal Advice
- Drafting Agreements
- Legal Research
- Strategic Negotiations
- Corporate Law
- Insurance
- Legal Writing
- Financial Services
- Broker-Dealer
- Investment Advisory
- Legal Compliance
- Contract Negotiation
- Regulatory Analysis
- Investments
- Alternative Investments
- In-House Counsel
- Securities Regulation
- Securities
- Contractual Agreements
- Contract Law
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