Alicia Mitchell-Mercer

📉 Project Manager / ScrumMaster ⚖️ Legal Professional 🏛️ A2J Advocate 👩🏽‍🎓Doctoral Student ⚖️ Seek Justice. ❤️ Love Mercy. 🚶🏽‍♀️Walk Humbly.

Role
Securities Arbitrator at FINRA
Location
Charlotte, NC, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Alicia Mitchell-Mercer

Greetings! I work at the intersection of law, project management, and process improvement. My work involves integrating appropriate methodologies and frameworks, such as Predictive, Agile, and Hybrid, into legal projects. My consulting work includes project management training, analyzing workflows, reengineering processes, and maximizing quality and productivity through team development. I work closely with government agencies, litigators, and corporate legal departments, acting as a liaison between businesses and outside counsel to streamline processes and reduce legal expenditures. I have also worked as a FINRA Arbitrator in recent years and have an active caseload. I am responsible for hearing the evidence presented by both sides, interpreting the relevant laws and regulations, and making a decision on the dispute. The FINRA arbitration process is essential because it provides investors with a forum to resolve disputes with financial firms relatively quickly and cost-effectively without going to court. My background before my current roles includes military service as a linguist and human intelligence collector, experience as a tour coordinator for the late Luciano Pavarotti and the Three Tenors under the Rudas Organization, working as a gallery administrator for Richard MacDonald Galleries, and my segue into the legal field as a former paralegal. I am passionate about learning new skills that will help me advocate effectively for improving the legal system. When I\'m not working or spending time with family, I focus on doctoral studies in public policy and administration, advocate for children\'s rights through volunteer work as a Guardian ad Litem, and work with other non-profit organizations such as Compassion International and Autism Speaks. If you share any of these interests, please don\'t hesitate to reach out, and let\'s connect. “He has told you, mortal one, what is good; And what does the Lord require of you But to do justice, to love kindness, And to walk humbly with your God?” - Micah 6:8

Experience

  1. Securities Arbitrator

    FINRA

    Jan 2020 — Present · Charlotte, NC, US

    Financial Industry Regulatory Authority - Review pleadings, listen to arguments, study documentary and/or testimonial evidence, and render a binding decision in cases involving a conflict between investors and brokers or broker and broker-dealer.

Education

  • Charter Oak State College

    Bachelor of Science - BS, Legal Studies, General, 4.0 Honors

  • Missouri State University

    Master of Science: Project Management (Emphasis: Engineering Economic Analysis), 4.0

  • California Baptist University

    Doctorate, Public Policy / Administration

    2021 — 2024

  • Defense Language Institute Foreign Language Center

    Associate of Arts - AA, Persian Farsi Language

  • The University of Georgia

    Certificate: Paralegal Studies

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Alicia Mitchell-Mercer — Securities Arbitrator at FINRA in Charlotte, NC, US | Unifers