Alice Givens
Chief Legal Officer/General Counsel/Corporate Secretary with over 27 years of in-house experience in public and private companies.
- Role
- Company Secretary (Us) at Indivior
- Location
- Richmond, VA, US
- LinkedIn followers
- 500 followers
About Alice Givens
Experience advising public and private companies on securities law, corporate governance, executive compensation, corporate secretary duties, corporate transactions, real estate matters, franchising, labor & employment, ethics & compliance, international expansion, and general corporate law-SEC Filings, including Forms 10-K, 10-Q, 8-K, S-3, S-4, S-8, Section 16, 144, proxy statements, press releases, investor relations issues, SEC comment letters, public and private offerings of debt and equity securities and SEC enforcement matters-Compliance: insider trading, Regulation FD, disclosure committees, anti-corruption & bribery (including FCPA and U.K. Anti-Bribery Act), Sarbanes-Oxley Act, Conflict Minerals disclosure, food safety, enterprise risk management and NYSE/NASDAQ listing standards-Corporate Secretary functions: meeting agendas, resolutions and minutes, charters, meeting materials, shareholder proposals and annual meetings-Executive Compensation: employment agreements, 162(m), 409A, bonus plans and equity plans-Global Entity structure: formation, maintenance, good standing and dissolution of global subsidiaries and holding companies-International expansion: consumer protection, product labeling and safety, corporate entity formation, transfer pricing agreements, global corporate governance and anti-corruption programs
Experience
Company Secretary (Us)
Feb 2025 — Present · Richmond, VA, US
Education
University of Richmond School of Law
J.D., Law
1994 — 1997
William & Mary
Bachelor's Degree, Government/English
1990 — 1994
Skills
- Legal Writing
- Litigation
- Board Governance
- Litigation Management
- Employment Law
- Regulatory Compliance
- International Subsidiaries
- Legal Compliance
- Corporate Law
- Consumer Law
- Career Counseling
- Securities Regulation
- Securities
- Leadership
- Government Relations
- Fcpa
- Management
- Budget Management
- Employment Contracts
- Program Management
- Executive Pay
- Strategy
- Corporate Governance
- Legal Advice
- Corporate Finance
- Corporate Tax
- Contract Law
- U.s. Sec Filings
- Strategic Planning
- Nonprofits
- Legal Research
- Mergers
- Sec Filings
- Disclosure
- Management of Outside Counsel
- Sarbanes-Oxley Act
- Negotiation
- Mergers & Acquisitions
- Investor Relations
- Due Diligence
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