Alex K.
Associate Digital Compliance Analyst @Fidelity Investments
Boston, MA, US
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WORK HISTORY
Jan 2022 — Present
Associate Digital Compliance Analyst @Fidelity Investments
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Ensure all operations are FINRA and SEC compliant with practices in data and record management, social media and electronic communications, etc.\\\\nFacilitate annual disposal of paper records as described by retention policies\\\\nLead migrations consisting of documents with unique retention policies from network drives to SEC 17a-4 (WORM) compliant SharePoint sites
ABOUT ALEX K.
Currently a Business Analyst at Fidelity Investments
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