Alex K.
- Role
- Associate Digital Compliance Analyst at Fidelity Investments
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Alex K.
Currently a Business Analyst at Fidelity Investments
Experience
Associate Digital Compliance Analyst
Jan 2022 — Present
Ensure all operations are FINRA and SEC compliant with practices in data and record management, social media and electronic communications, etc.\\\\nFacilitate annual disposal of paper records as described by retention policies\\\\nLead migrations consisting of documents with unique retention policies from network drives to SEC 17a-4 (WORM) compliant SharePoint sites
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.