Alex Luna
Compliance Sr Manager, Vice President @Citizens
San Francisco, CA, US
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Nov 2025 — Present
Compliance Sr Manager, Vice President @Citizens
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San Francisco, CA, US
Research and Investment Banking Compliance for Citizens JMP Securities.
EDUCATION
N/A
University of California, Berkeley
Bachelor of Science (BS)
N/A
St. Ignatius College Preparatory
High School
ABOUT ALEX LUNA
Compliance Officer with over 20 years of industry experience. Strengths in trading and operations related compliance issues. Well versed in sales practice, conflicts of interest, registration, continuing education, and communications with the public.
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