Alex Luna
Compliance Executive | Risk Assessment | Compliance Leadership | Regulatory Management
- Role
- Compliance Sr Manager, Vice President at Citizens
- Location
- San Francisco, CA, US
- LinkedIn followers
- 500 followers
About Alex Luna
Compliance Officer with over 20 years of industry experience. Strengths in trading and operations related compliance issues. Well versed in sales practice, conflicts of interest, registration, continuing education, and communications with the public.
Experience
Compliance Sr Manager, Vice President
Nov 2025 — Present · San Francisco, CA, US
Research and Investment Banking Compliance for Citizens JMP Securities.
Education
University of California, Berkeley
Bachelor of Science (BS)
St. Ignatius College Preparatory
High School
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