Alex Krzak

Role: Senior Operations Associate at DFP Partners
Location: New York, NY, US
LinkedIn followers: 500 followers

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About Alex Krzak

Financial Professional with experience in broker dealer oversight, Mortgage-Backed…

Experience

Senior Operations Associate
DFP Partners
Dec 2021 — Present
Principal Operations Officer Responsible for overseeing the day-to-day operations of various broker dealer clients and ensuring that all covered functions are compliant with the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities & Exchange Commission (SEC).

Education

Roger Williams University
Bachelor of Science, International Business
2010 — 2014

Skills

Loan Servicing
Mutual Funds
Investments
Bloomberg
Functional Analysis
Analysis
Portfolio Management
Etfs
Behavioral Finance
Fund Accounting
Technical Analysis
Investment Management
Banking
Finance
Accounting
Custodial Services
Asset Allocation
Fundamental Analysis
International Finance
Bloomberg Terminal
Stock Trading
Equities
Account Reconciliation

Contact information

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Work email
a•••••@dfppartners.com
Personal email
•••••@•••••.com
Direct dial
+18•••••••38

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Current company

DFP Partners

Financial Services · 98 employees · Founded 1952 · New York, New York, United States

For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.

dfppartners.com

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About Alex Krzak

Experience

Senior Operations Associate

Education

Roger Williams University

Skills

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