Alessandro Romano

Sales Intermediary Oversight Manager @Bmw Group Financial Services Uk

Farnborough, GB

Implement and maintain Sales Compliance Monitoring activities for BMW Financial Services ensuring compliance within intermediary networks- Monitor FCA permissions and business practices of sales intermediaries, aligning with regulatory requirements- Analyse competitor compliance approaches to enhance internal strategies- Contribute to the design of system and data enhancements to support compliance frameworks- Identify compliance trends, recommended improvements, and managed changes with stakeholders, ensuring comprehensive audit trails- Assess risk levels across sales intermediaries and maintained portfolio oversight- Review intermediaries’ system landscapes to ensure adherence to legal and compliance requirements for customer-facing documentation.