Alessandro Fallico
Principal Auditor - Assistant Vice President @Deutsche Bank
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WORK HISTORY
Principal Auditor - Assistant Vice President @Deutsche Bank
Milano, IT
Senior responsibility within the PB Italy Team (covering Private Banking, Wealth Management incl. Fiduciary services and Consumer Finance). Subject Matter Expert in Compliance topics. Main duties:o Leading a wide range of audits, mainly on Compliance topics (KYC/AML, MiFID/IDD, 231/2001 Law, Market Abuse, Outsourcing;o Permanent guest at Fiduciaria Sant’Andrea Board of Directors offering Fiduciary services;o Support to the Group Audit Country Head in the Continuous Monitoring process, the annual Risk Assessment, Audit Planning in line with the Audit methodology;o Country Head’s delegate at Country Committees and Projects Steering/Operational Committees;o Issues tracking and closure validation of Significant/Critical findings;o Internal Audit representative at ABI (“Associazione Bancaria Italiana”) working groups on Internal Audit.
EDUCATION
LUISS Business School
Master of Business Administration (MBA)
University of Catania
Economics
ABOUT ALESSANDRO FALLICO
MBA from Luiss Business School, 15 years audit experience gained at Italian and International Banks. Significant experience in Regulatory topics (e.g. KYC/AML, MiFID/IDD, 231/2001 Law, Conflicts of Interest, Market Abuse). Knowledge of the main foreign regulatory requirements set by BAFIN (Germany), FINMA (Switzerland), Bank of Spain and CNMW (Spain), CSSF (Luxembourg) as well as of the Italian Fiduciary services. Natural problem-solving attitude, analytical mindset, good communication skills enabling effective discussions with Top Management. Highly flexible and excellent time manager.
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