Alan Joseph
Anti-Money Laundering Professional | Specialist in Regulatory Compliance, Risk Management, Crypto Blockchain Transaction Monitoring, Customer Due Diligence, Enhanced Due Diligence | Financial Fraud Investigations | SAR
- Role
- Consultant at Ey at EY
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Alan Joseph
Seasoned Compliance Analyst with a proven track record of effectively detecting and preventing financial crimes through diligent Transactions Monitoring. Experienced in managing criminal use cases for cryptocurrencies and conducting in-depth blockchain investigation analysis for crypto transactions and wallets. Committed to ensuring compliance with internal policies and regulations while working collaboratively with cross-functional teams to investigate and take necessary actions on suspicious activities. Specializing in AML/KYC/ CDD/EDD/PR/Transaction Monitoring, Financial Crimes Investigations, and KYC Remediation for high-risk entities. Skilled in determining the level of Due Diligence required based on minimal information and conducting in-depth research to identify Ultimate Beneficial Owners. Proficient in conducting Due Diligence on global corporations with complex organizational structures and screening for negative news, sanctions, and name lists. Strong track record in reporting suspicious transactions and conducting research in line with regulatory and KYC requirements.
Experience
Consultant at Ey
May 2024 — Present · Bengaluru, IN
Conduct detailed research and analysis on high-risk customers and entities to identify and assess potential risks.• Perform Enhanced Due Diligence (EDD) on customers identified through risk-based procedures, including politically exposed persons (PEPs) and those with complex ownership structures.• Review and analyze customer information, transaction patterns, and documentation to identify suspicious activities.• Prepare comprehensive EDD reports with clear and concise summaries of findings and risk assessments.• Collaborate with internal teams, including Compliance, Legal, and Risk, to ensure accurate risk assessments and compliance with internal policies.• Stay updated on current regulations, trends, and typologies related to financial crimes, AML, and sanctions.• Assist in the development and enhancement ofEDD procedures and protocols.• Provide training and guidance to junior staff onEDD processes and requirements.• Monitor daily financial transactions across various platforms to ensure accuracy and compliance with internal controls and regulatory standards.• Analyze transaction data to identify trends, discrepancies, or irregularities that may indicate potential risks or opportunities.• Assist in the reconciliation of accounts, ensuring that all transactions are recorded accurately and promptly.
Education
St Jerome's hss vellayamkudy, kattappana
Higher secondary schooling , Business/Commerce, General
St Berchmans college changanacherry
Bachelor of Arts - BA, Economics
St. Joseph's College (Autonomous) Devagiri, Calicut
Master of Arts - MA, Economics
2020 — 2022
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