Alaap Thomas Alex

Legal Professional Specializing in Financial Regulations, Project Management & Commercial Contracts | 8+ Years Experience | JPMorgan Chase & Co.

Role
Manager of Legal Document Operations at JPMorganChase
Location
Bengaluru, KA, IN
LinkedIn followers
500 followers

About Alaap Thomas Alex

As a results-driven legal professional with over 8 years of experience, I specialize in regulatory compliance, project management, and stakeholder engagement within the financial industry. I have a proven track record of ensuring adherence to regulatory standards, driving organizational objectives, and implementing efficient processes. My expertise includes margining requirements, OTC cross-border agreements, and transitioning from LIBOR to alternative reference rates. With strong legal writing and communication skills, I excel in managing complex projects and mitigating risks through collaboration with cross-functional teams. Proficient in various Document Management Systems and legal tech tools, I am dedicated to delivering exceptional results.

Experience

  1. Manager of Legal Document Operations

    JPMorganChase

    Apr 2022 — Present · Bengaluru, IN

    Managed a team of 10, facilitating the EMIR Consent process, obtaining client consent for exchange of derivative transaction data,• Conducted comprehensive portfolio reconciliations as per EMIR requirements, ensuring accuracy and completeness.• Implemented IBOR Protocol, overseeing the transition from LIBOR to alternative reference rates.• Maintained a strict SLA of 24 hours for resolving queries from 60+ downstream systems.• Led cross-training activities to enhance team understanding of process flows and importance.• Ensured MiFID II compliance by prefixing investment funds with respective investment advisor\'s names.• Coordinated with the technology team to digitize the contract negotiation process using Arteria software.• Developed and customized legal agreement templates, training staff for effective use, improving contract management efficiency.

Education

  • Damodaram Sanjivayya National Law University, Visakhapatnam

    Bachelor of Laws - LLB, Law

    2010 — 2015

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Alaap Thomas Alex — Manager of Legal Document Operations at JPMorganChase in Bengaluru, KA, IN | Unifers