Alaa Koujan
Compliance Business Oversight Manager @TD Securities
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WORK HISTORY
Compliance Business Oversight Manager @TD Securities
ON, CA
Provide compliance advice on operational rules around OTC Derivative confirmations, trade reporting, settlements, technology requirements and margin rules • Identify OTC Derivative trade reporting issues and connect with the related parties to work on resolutions • Liaising with regulators• Further develop the OTC derivative procedures according to OSC requirements• Reviewing new OTC Derivative related business opportunities and advise on any effects they could have from a compliance perspective• Keep up to date with all the changes in industry practices and any regulatory amendments that could affect compliance • Prepare summaries, communications, reports and presentations for management, regulators, and other internal and external stakeholders• Lead a global OTC Derivative roundtable to discuss all ongoing projects in the different regions• Lead a street wide OTC Derivative roundtable between the big 5 Canadian banks to discuss the different trade reporting issues and industry practices• Assist in managing regulatory and internal audits• Oversee regulatory inquiries• Engage in different working groups and committees that discuss the changes that are occurring in the industry
EDUCATION
Eastwood College
Lebanese Baccalaureate
Queen's University
Master of Business Administration (M.B.A.)
American University of Beirut
BA
Queen's University
Certificate in Responsible Leadership
SKILLS
ABOUT ALAA KOUJAN
A top performing MBA professional with over seven years of experience in internal and external audit, entrepreneurship, and utilizing multi-tasking ability to drive organizational objectives• Three years of Big four audit experience (Deloitte) including involvement in planning, supervising, controls-assessment, and preparing and presenting client recommendations• A keen analyst with excellent analytical, problem solving, coordination, management, attention to detail, and operations skills• Meticulous planner and expert negotiator; very strong interpersonal and communication skills• Experience in working with teams and demonstrating leadership skills via professional and educational groups Quick learner, eager to learn new technologies and tend to take initiatives in improvements and sharing knowledge• Self-driven, able to prioritize skills and implement changes smoothly• An innovative team player and effective trouble shooter possessing interpersonal, coordination, team building and leadership skills• Creation and socialization of internal control policies• Development of and measurement against key performance benchmarks• In-depth ability to gather, analyze and evaluate facts and to prepare and present concise oral and written reports
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