Ajeet Khadkathoki

About Ajeet Khadkathoki

Broadly speaking, AML refers to all efforts involved in preventing Money Laundering, such as stopping criminals from becoming customers and monitoring transactions for suspicious activity. KYC refers to customer identification and screening, and ensuring you understand their risk to your business.One of the Key responsibilities, I have handled is co-ordination and collection of client specific information and completion of documentation to assist in the On-boarding of New clients & another important responsibility will be performing ongoing customer due diligence including maintenance and updating of AML and KYC records and information for existing clients. Furthermore, this role will identify and escalate any suspicious or unusual matters to AML & Line of Business Compliance for further investigation.You will also promote and sustain strong engagement and mutually beneficial relationships with key internal business stakeholders. Excellence in oral and written communication in English with proven strength for personal engagement Liaise with internal and external clients ensuring compliance. Perform independent check of KYC information available in Public and repository search.Contributing ideas and participating in efforts to further improve and streamline the process. Perform Periodic KYC reviews on risk based schedule. Stakeholder management of key clients. Liaison with Compliance Department and the senior management within Business units supported end to end management of client KYC and Screening process including liaison across the Business, Compliance and Operations.

Experience

1. Senior Operational Analysis Analyst

   S&P Global

   Jul 2024 — Present · Gurugram, IN

   Ensure KYC has been accurately completed in accordance with quality standards and time frames set within established Policy, Procedures, Standard and Operating manual2. Successfully conducted thorough due diligence investigations for SDD, CDD and EDD customer. Maintained a high level of productivity and quality in work to fullfill the Business requirements4. Perform Factiva Search, DJ Search, Lexis Nexis, Accuity check, RDC and Google screening on customers, Related party and UBO to avoid Fraud, corruption, ML, TF, bribery and trafficking.5. Performed Quality Control reviews of AML /KYC files created by Onboarding team to determine if review and research were conducted in accordance with Quality Standard and timeframes set for within established procedures, bank policy and regulatory requirements.6. Investigated Institutional, financial and cooperate client through utilizing research and analysis of public records, commercial database, global media sources and internet.7. Identified clear connections between policies and business results to eliminate or reduce confusion and help employees achieve goals.8. Ensured accurate and timely completion of KYC in accordance with policy and procedures

Education

• Barkatullah University, Bhopal

  Bachelor of Science - BS, Mathematics

  2015 — 2018

• Madhya Pradesh Bhoj (Open) University (MPBOU)

  Master of Business Administration, Banking and Finance

• Makhanlal Chaturvedi National University of Journalism and Communication, Bhopal

  PGDCA, Computer Programming, Specific Applications

  2018 — 2019

• National Institute of Information Technology

  PGDBO, Banking Finance and Insurance

  2019 — 2019