Ajay Amin
Securities Services and Investment Banking Leader I Digital, Strategy, Operations, Risk and Product Solutions
- Role
- Director, Investment Operations and Implementation at HSBC
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Ajay Amin
An undergraduate 3 months project on \"How Stock Exchanges Work\" turned into my passion of 20+ years of experience in leading large diverse teams across Securities Services (Direct Custody and Brokerage) industry in leading global financial institutions. As an innovative Operations, Client Service & Risk leader who thrives in dynamic regulatory environment, I have successfully led teams through business transformation, digital & process re-engineering and developed synergies (location strategy) in varied markets across the Asia Pacific. My discerning operational experience in securities product offering combined with control mindset lends me the adaptability to excel in business outcomes including- Developing and articulating the vision of end to end standardized scalable operating models and partnering across organizations to prioritize, plan and execute the same - Shaping strategic initiatives and providing direction on platform roll outs, building superior service offerings and designing client solutions - Leading regulatory, risk and control programs including KYC, FATCA-CRS implementation, regulatory reporting automation and operational resiliency - Designing a robust regulatory change & risk governance framework by developing control design, procedures, identifying control weakness, mitigating risk and supervising ongoing quality assurance - Proven success in identifying people, process and technology capabilities during the set-up of custody franchise as well ongoing market change implementationAsia Pacific CEO Award team winner for exceptional business delivery with critical regulatory engagement was a result of my interpersonal skills to motivate teams, successfully build relationships (internal & external) and keeping a strong focus on risk control to deliver best in class client experience. Outside of the office, I indulge in trekking and half marathon.
Experience
Director, Investment Operations and Implementation
Apr 2025 — Present · Bengaluru, IN
Education
University of Mumbai
B.COM, Accountancy
Indian Institute of Banking and Finance
CAIIB
Skills
- Management
- Budget Forecasts
- Capital Markets
- Operations Management
- User Acceptance Testing
- Swift Messaging
- Financial Services
- Business Process Improvement
- Relationship Management
- Securities
- Operational Risk
- Equities
- People Management
- Banking
- Risk Management
- Fx Options
- Settlement
- Portfolio Management
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