Ajay T.
Experienced AML/CDD/EDD Senior Analyst at Waystone || Ex-eClerx || 8+ years || Well experienced in End to End KYC; CDD, EDD, client onboarding, Screening & Remediation,PEP, Sanctions, and adverse Media.
- Role
- Senior Analyst at Waystone
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Ajay T.
Senior Financial Analyst with eight years of specialized experience in Anti-Money Laundering (AML) procedures, developing robust expertise in Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) processes. Proficient in meticulous screening of Politically Exposed Persons (PEPs). Successfully implemented risk assessment strategies and collaborated with cross-functional teams to ensure compliance with regulatory standards, safeguarding the integrity of financial operations and mitigating risks associated with financial crimes. Collaborative team player with exceptional communication skills and a proven ability to manage multiple tasks efficiently.
Experience
Senior Analyst
Feb 2022 — Present · Mumbai, IN
Client reviews - Performing periodic client reviews and On-boarding reviews on hedge funds and private equity clients/investor as per global and Waystone internal AML/KYC policies and procedures and the regulatory requirements of the jurisdiction. Collating documents, identification and verification of documents, reaching out clients and relationship managers for pending requirements. Maintaining Open-Ended and Closed-Ended Funds tracker.Thoroughly document the research and analysis related to the Client’s nature of business, geographies, activities, Sources of Wealth / Funds, Corporate Structure, Political exposure, documentation of CDD and negative news screening etc. for an audience that includes Management,Periodical review of KYC records as to completeness, including verifying that due diligence has been performed and that standards are complied with; also that the files and risk assessments are current and up to date; Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file; Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents; Review and thoroughly understand policies and procedures arising during the client onboarding and review process, in order to improve the customer\'s experience and organization\'s operations and additionally address local regulatory requirements; Evaluate client file for changes, maintain records up to date, perform risk analysis and mitigate risks.Politically Exposed Person (PEP) screenings and consent form - Conducting PEP screenings on the entity and their connected individuals. Created PEP consent form for individuals holding political positions after conducting enhanced due diligence.Regular Client/Stakeholder communication – Conducted regular client follow ups, and calls with stakeholder/RM to manage the relationships and timely completion of tasks.
Education
The Chartered Institute for Securities & Investment (The CISI)
IOC Level 1, Finance, General
University of Mumbai
M com, Finance Auditing Taxation Economics
University of Mumbai
Master of Arts economics , Economics
University of Mumbai
Post graduate diploma in Financial Management , Finance and Financial Management Services
Kishinchand Chellaram Law College (KC Law College)
Bachelor of Laws - LLB, Law
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