Ajay Negi
Investment Compliance Analyst. NISM VII, VIII, XV & V-B, NCFM Sec. Mkt & Tech. Analysis. Seeking new Opportunities. | Ex- Home Credit India Finance
- Role
- Investment Compliance Analyst at BlackRock
- Location
- Delhi, IN
- LinkedIn followers
- 500 followers
About Ajay Negi
Dynamic Professional having experience in Investment Compliance and Risk Management. Seeking an opportunity wherein I can utilize my skills, experience and knowledge in financial markets to the best of my abilities and contribute towards the growth of organization.
Experience
Investment Compliance Analyst
Apr 2022 — Present · Gurugram, IN
1.Post trade and Pre-trade: Conducting daily checks on post and pre trades to make sure that the trade is in compliance.2.Portfolio Reporting: Serving clients on Monthly & Quarterly basis by disclosing their holdings in Fixed Income & Equity along with their NAV within specified deadlines.3.Threshold Reporting: Identifying and reporting holdings that reach prescribed threshold in EMEA region so that filing can be done on timely basis.4.Compliance Certificates: Disclosing violations in portfolios and then communicating it with the clients via Report distribution team.5.Reporting Transactions under 1940 act: Responsible for identifying and reporting Affiliates transaction (17e-1), Cross-trades (17a-7) and 10f-3 transactions to the clients.
Education
Guru Gobind Singh Indraprastha University
Master of Business Administration - MBA, Accounting and Finance
2015 — 2017
Guru Gobind Singh Indraprastha University
Bachelor of Business Administration - BBA, Business Administration and Management, General
ST MARY'S NEW DELHI
Accounting
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