Aishwarya Ray
Compliance Regulatory Testing
- Role
- Compliance Assistant at HDFC securities
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Aishwarya Ray
Experienced quality/internal auditor focused in auditing regulatory requirements, business compliance, workflow and processes through detailed surveillance, audits and optimising recommendations with a booming track record of fully evaluating information, procedures and initiating corrective actions. Competent problem-solver with proven capabilities of working in dynamic teams and handling team in fast paced atmosphere. Carrying a demonstrated history of working in capital markets. Skilled in portfolio/investment advisory, equities, mutual fund, F&O.
Experience
Compliance Assistant
May 2024 — Present · Mumbai, IN
Education
Mumbai University Mumbai
Bachelor in Financial Markets, Financial Markets
2014 — 2017
University of Mumbai
Master of Management Studies (MMS/MBA), Finance
2017 — 2019
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