Aimee Black
Senior Hybrid RIA Compliance Analyst at LPL Financial
- Role
- Senior Hybrid Ria Compliance Analyst at LPL Financial
- Location
- San Diego, CA, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
About Aimee Black
Specialties: FINRA Licenses 4, 6, 7, 24, 63, 65, 99
Experience
Senior Hybrid Ria Compliance Analyst
Mar 2012 — Present · San Diego, CA, US
Education
University of California, Berkeley
BA
California State University-East Bay
MBA Program
Skills
- Precious Metals
- Investment Advisory
- Series 7
- Compliance Advisory
- Trading
- Microsoft Office
- 401k
- International Transportation
- Customer Service
- Series 63
- Securities
- Domestic Transportation
- Series 24
- Asset Allocation
- Mutual Funds
- Financial Advisory
- Bonds
- Transportation
- Finra
- Etfs
- Equities
- Asset Management
- Alternative Investments
- Unit Investment Trusts
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