Aegis Frumento
Securities Lawyer & Partner at Stern Tannenbaum & Bell | Counseling private equity and other financial firms | Defending SEC & FINRA investigations | Arbitrations and trials (when all else fails)
- Role
- Advisory Board Member and Outside General Counsel at Stream Systems Llc
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Aegis Frumento
I bring decades of experience as a securities lawyer and financial industry insider to…
Experience
Advisory Board Member and Outside General Counsel
Jan 2019 — Present · New York, NY, US
I was a co-founder of Stream Systems and have guided it through its formation and growth, acting as its outside general counsel. Stream is a technology provider of platforms that permit electronic trading of foreign exchange options among inter-dealer banks. In acting for Stream, I assisted in negotiating and documenting its first capital raise, its initial and later technology development and support agreements, its strategic relationship with Citibank NA, and its employment and independent contracts with key personnel. I remain active as a member of its Advisory Board and its acting general counsel
Skills
- Mergers & Acquisitions
- Securities Regulation
- Venture Capital
- Securities
- Private Placements
- Arbitration
- Litigation
- Corporate Governance
- Corporate Law
- Alternative Investments
- Financial Regulation
- Private Equity
- Finance
- Courts
- Due Diligence
- Hedge Funds
- Financial Services
- Sec
- Capital Markets
- Appeals
- Finra
- Trials
- Financial Markets
- Ipo
- Wealth Management
- Trading
- Securities Litigation
- Broker-Dealer
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