Adrian Gill
Group Head of Regulatory Operations @CMC Markets ANZ
London, GB
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Jul 2022 — Present
Group Head of Regulatory Operations @CMC Markets ANZ
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Group Head of Regulatory Operation - responsible for the Oversight, Governance and Control Framework which enable CMC Markets to meet with its Global Regulatory Reporting requirements including MiFID, MiFIR, EMIR, ASIC, MAS and Canada across all business entities.
SKILLS
Operational RiskMifidFinancial TransactionsFsaTransactionFinancial RegulationFinancial ServicesBack OfficeComplianceRisk ManagementDerivativesFinancial MarketsElectronic TradingAmlMarket DataFinancial RiskFx OptionsBondsCapital MarketsSecuritiesEquity DerivativesEquitiesTrading SystemsOptionsE.u. Markets in Financial Instruments Directive (Mifid)TradingSwift PaymentsInvestment BankingAnti Money LaunderingKycFixed Income
ABOUT ADRIAN GILL
Key Skills • Experience as an FCA Approved Person for Control Functions CF10 and…
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