Adrian Webster
Compliance Manager @Pictet Asset Management
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WORK HISTORY
Compliance Manager @Pictet Asset Management
London, GB
Drafting procedures, escalation processes, and governance frameworks related to trade surveillance, e-communications monitoring, and market abuse, including personal account (PA) dealing.Testing, tuning, and calibrating surveillance systems across trade and written communications to ensure effective detection and regulatory alignment.Contributed to the firm’s Market Abuse Risk Assessment (MARA), helping to identify key risks and inform mitigation strategies.Liaised with third-party vendors during the onboarding of new surveillance tools, while managing ongoing vendor relationships and maintaining awareness of evolving regulatory expectations through industry events and conferences.Reviewing alerts generated by surveillance systems, coordinating with the front office and compliance teams to investigate and escalate as necessary.Participating in customer due diligence meetings and worked closely with internal and external auditors to support regulatory compliance efforts.Reviewing of cross trades, watchlist activity, personal account dealing (PAD), and gifts and entertainment (G&E) requests.
SKILLS
ABOUT ADRIAN WEBSTER
Experienced Compliance Vice President with a history of working in the financial services industry, for the financial regulator and for law enforcement. An accredited Financial Intelligence Officer with experience of conducting strategic and tactical data analysis to support criminal and civil market abuse investigations, Financial Crime Investigations and live police operations in the serious and organised and economic crime arena. Extensive experience of the investigation and interrogation of Market Surveillance data, with a proven track record on high profile FCA insider dealing investigations and monitoring for compliance with relevant regulatory and exchange requirements.
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