Adam Brickner

Currently Seeking New Opportunities And Looking For The New Adventure

Stamford, CT, US
MOBILE NUMBERS
+12•••••••44

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WORK HISTORY

Jul 2025 — Present

@Currently Seeking New Opportunities And Looking For The New Adventure

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EDUCATION

1984 — 1986

LIU Post

Bachelor of Science (B.S.), Finance, General

1977 — 1981

Commack HS South

High School

SKILLS

Trading StrategiesSeries 24Equity DerivativesInstitutionalFinancial RegulationPrime BrokerageInvestmentsEquity ResearchStructured ProductsFinancial RiskAsset ManagementFinancial ServicesOptionsEtfsEmerging MarketsTrading SystemsIpoSecDue DiligenceHedge FundsOfacEquitiesInvestment AdvisoryMutual FundsRisk ManagementStocksAlternative InvestmentsPrivate EquityFinraFixed IncomeBloombergCapital MarketsSeries 7KycFinancial MarketsTradingInvestment BankingAmlSecurities RegulationSecurities

ABOUT ADAM BRICKNER

A finance professional with a Bachelor of Science in Finance from Long Island University and FINRA certifications, including Series 4, 14, 24, and 7. Most recently served as a Compliance Officer at Interactive Brokers, contributing to regulatory oversight and back-office operations in the financial sector. Previous experience includes the role of Chief Compliance Officer at Prometheum Ember ATS, where compliance and equities expertise were applied. Core strengths encompass regulatory compliance, fixed-income investing, and equities, with a focus on fostering compliant and efficient financial operations. Currently seeking opportunities to bring a compliance-driven mindset and financial acumen to a dynamic organization.

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