Adam Kenworthy
Cib Markets & Securities Services Non-financial Risk Officer @HSBC
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WORK HISTORY
Cib Markets & Securities Services Non-financial Risk Officer @HSBC
London, GB
Management of onshore and offshore e-communications and audio communications 1LOD controls in MSS and Markets Treasury. I built a control to ensure the surveillance of staff that are required to be audio surveilled for regulatory purposes. ‘First Glance’ trusted advisor for new system reviews to ensure that latest collaboration technology complies with current regulatory requirements for recording and surveillance of mandated and registered front office sales and trading staff. I designed and managed an external chatroom monitoring tool to monitor staff compliance with internal chat room structure policies. I have recently completed a 6-month internal build of a replacement chat room monitoring system in order to reduce RTB costs.
EDUCATION
Nottingham Business School, Nottingham Trent University
BA Business Studies, Business/Commerce, General
SKILLS
ABOUT ADAM KENWORTHY
A seasoned Global Markets controls, process and non-financial risk professional, with 28 years of experience in large Global Markets and Securities businesses.
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