Adam C. Ray

National Exam Program

Role: National Exam Program at U.S. Securities And Exchange Commission
Location: Los Angeles, CA, US
LinkedIn followers: 500 followers

OperationsView LinkedIn profile

About Adam C. Ray

Our role as part of the SEC’s National Exam Program is to conduct examinations of…

Experience

National Exam Program
U.S. Securities And Exchange Commission
Oct 2016 — Present · Los Angeles, CA, US

Education

Syracuse University - Martin J. Whitman School of Management
B.S., Accounting
1992 — 1996
University of California, Irvine-Paul Merage School of Business
Master of Business Administration (M.B.A.)
2010 — 2012

Contact information

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Work email
•••••@sec.gov
Personal email
•••••@•••••.com
Direct dial
+19•••••••21

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Current company

U.S. Securities And Exchange Commission

Financial Services · 4.6K employees · Washington, District of Columbia, United States

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation\'s stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC\'s five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor\'s advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC\'s Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr

sec.gov

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About Adam C. Ray

Experience

National Exam Program

Education

Syracuse University - Martin J. Whitman School of Management

University of California, Irvine-Paul Merage School of Business

Find verified contacts for anyone on LinkedIn