Aarti Sharma
Manager, Compliance @RBC
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WORK HISTORY
Manager, Compliance @RBC
Toronto, ON, CA
EDUCATION
Guru Gobind Singh Indraprastha University
Master of Business Administration (M.B.A.), Finance, General
A.S.N Sr Sec School
High School, Business/Commerce, General
Atma Ram Sanatan Dharma College
Bachelor's Degree, Economics
SKILLS
ABOUT AARTI SHARMA
With a decade of experience in Regulatory and Corporate Compliance across the Wealth Management and Audit sectors, I bring a proven track record of strengthening controls and managing regulatory risk frameworks. I specialize in collaborating with stakeholders to deliver insightful management information reports that support strategic decision-making.My core expertise includes-Compliance & Operational Risk Management-Issues Management & eCommunications Monitoring-MI Reporting & Data Analysis (Power BI, Tableau)-Compliance Testing & Monitoring-Policy Drafting & Procedure Documentation-Stakeholder Engagement & Regulatory Communication-Team Leadership I’m passionate about driving regulatory compliance while fostering operational efficiency. Known for my analytical mindset, keen attention to detail, and ability to navigate complex regulatory environments, I excel at implementing proactive compliance strategies that mitigate risks and uphold ethical standards.
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