Aaron Brown

Employed

Role
Continuing Disclosure Analyst at Hilltop Securities Inc.
Location
Dallas, TX, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Aaron Brown

I’m a finance and compliance professional with over 8 years of experience…

Experience

  1. Continuing Disclosure Analyst

    Hilltop Securities Inc.

    Aug 2022 — Present · Dallas, TX, US

    Research and analyze disclosure filings for their content as well as for inaccuracies in borrower submissions to regulators; work with clients to gather the appropriate data and perform applicable needed remediation.• Communicate with municipal clients, and internal municipal colleagues regarding compliance with Rule 15c2-12 disclosures. Compile and review various table-based financial information, operating data, etc. • While not a formal fiduciary, responsible for accurate and on-time delivery of designated client work as subject matter expert on the Rule and associated compliance.

Education

  • Langston University

    Bachelor of Business Administration - BBA, Business Administration and Management, General

    2002 — 2008

  • Mid-America Christian University

    Master of Business Administration (MBA), Business Administration and Management, General

    2011 — 2013

Find verified contacts for anyone on LinkedIn

Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.

Free plan included · No credit card required

This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.

Aaron Brown — Continuing Disclosure Analyst at Hilltop Securities Inc. in Dallas, TX, US | Unifers