Aaron Brown
Employed
- Role
- Continuing Disclosure Analyst at Hilltop Securities Inc.
- Location
- Dallas, TX, US
- LinkedIn followers
- 500 followers
About Aaron Brown
I’m a finance and compliance professional with over 8 years of experience…
Experience
Continuing Disclosure Analyst
Aug 2022 — Present · Dallas, TX, US
Research and analyze disclosure filings for their content as well as for inaccuracies in borrower submissions to regulators; work with clients to gather the appropriate data and perform applicable needed remediation.• Communicate with municipal clients, and internal municipal colleagues regarding compliance with Rule 15c2-12 disclosures. Compile and review various table-based financial information, operating data, etc. • While not a formal fiduciary, responsible for accurate and on-time delivery of designated client work as subject matter expert on the Rule and associated compliance.
Education
Langston University
Bachelor of Business Administration - BBA, Business Administration and Management, General
2002 — 2008
Mid-America Christian University
Master of Business Administration (MBA), Business Administration and Management, General
2011 — 2013
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